A new era of personal accountability: Senior Managers and Certification Regime (SM&CR) Webinar- 3rd October 2019

03/10/2019 | Webinar | 2:00 pm

 

 

About this event


This webinar will discuss the core elements of the SM&CR and a expand on the elements of the regime which firms will need to embed into their businesses. The overview will cover;

  • Why regulation is changing
  • Discussing the three main strands of regulation
  • Working out firm types
  • Statements of Responsibility & Prescribed Responsibility
  • Certification
  • Fitness and Propriety
  • Conduct rules

 

Who should attend?

We would encourage all broker members,  senior management representation as well as someone from your compliance teams to attend. 

 

Price

This event is free and open to all Member of the NACFB.  If you would like to register for this event, please fill out the form below.

Register for this event

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